UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
AMENDMENT NO. 1
TO
ANNUAL REPORT
For the fiscal year ended December 31, 1997
Commission file number 1-6880
U.S. BANCORP
(Exact name of registrant as specified in its charter)
DELAWARE 41-0255900
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
U.S. BANK PLACE,
601 SECOND AVENUE SOUTH,
MINNEAPOLIS, MINNESOTA 55402-4302
(Address of principal executive offices and Zip Code)
612-973-1111
(Registrant's telephone number, including area code)
(NOT APPLICABLE)
(Former name, former address and former fiscal year,
if changed since last report)
U.S. Bancorp hereby amends its Annual Report on Form 10-K for the fiscal year
ended December 31, 1997, to include as exhibits Restated Financial Data
Schedules for (i) the Nine Months Ended September 30, 1997, (ii) the Six Months
Ended June 30, 1997, (iii) the Three Months Ended March 31, 1997, (iv) the Year
Ended December 31, 1996, (v) the Nine Months Ended September 30, 1996, (vi) the
Six Months Ended June 30, 1996, (vii) the Three Months Ended March 31, 1996 and
(viii) the Year Ended December 31, 1995. The Financial Data Schedules are
restated as the result of the Registrant's adoption of Statement of Financial
Accounting Standards No. 128, "Earnings Per Share."
The Registrant hereby amends its Form 10-K to include the following additional
exhibits to Item 14(c) of Part IV thereof:
Exhibit 27.1 -- Restated Financial Data Schedule for the Nine Months Ended
September 30, 1997.
Exhibit 27.2 -- Restated Financial Data Schedule for the Six Months Ended
June 30, 1997.
Exhibit 27.3 -- Restated Financial Data Schedule for the Three Months Ended
March 31, 1997.
Exhibit 27.4 -- Restated Financial Data Schedule for the Year Ended
December 31, 1996.
Exhibit 27.5 -- Restated Financial Data Schedule for the Nine Months Ended
September 30, 1996.
Exhibit 27.6 -- Restated Financial Data Schedule for the Six Months Ended
June 30, 1996.
Exhibit 27.7 -- Restated Financial Data Schedule for the Three Months Ended
March 31, 1996.
Exhibit 27.8 -- Restated Financial Data Schedule for the Year Ended
December 31, 1995.
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
U.S. BANCORP
By: /s/ Susan E. Lester
------------------------------------
Susan E. Lester
Executive Vice President and Chief Financial Officer
(Principal Financial Officer and Duly Authorized Officer)
DATE: May 19, 1998
9
1,000
9-MOS
DEC-31-1997
JAN-01-1997
SEP-30-1997
4,342,000
0
529,000
156,000
6,832,000
0
0
54,143,000
1,019,900
70,174,000
48,374,000
4,497,000
1,661,000
8,710,000
0
150,000
306,000
5,285,000
70,174,000
3,561,900
332,500
50,700
3,945,100
1,077,700
1,668,000
2,277,100
370,300
3,600
2,168,100
933,400
549,600
0
0
549,600
2.21
2.19
5.05
293,200
79,500
3,900
0
992,500
439,900
93,500
1,019,900
0
0
0
9
1,000
6-MOS
DEC-31-1997
JAN-01-1997
JUN-30-1997
4,299,000
0
2,024,000
176,000
6,112,000
760,000
773,000
54,158,000
999,400
71,675,000
50,812,000
4,586,000
1,461,000
7,583,000
0
150,000
315,000
5,388,000
71,675,000
2,350,800
226,700
35,500
2,613,000
715,400
1,101,200
1,511,800
185,300
3,600
1,165,000
946,500
597,200
0
0
597,200
2.42
2.39
5.07
318,100
86,000
3,900
0
992,500
247,300
65,400
999,400
0
0
0
9
1,000
3-MOS
DEC-31-1997
JAN-01-1997
MAR-31-1997
4,428,000
0
1,102,000
192,000
6,305,000
776,000
785,000
52,914,000
993,400
69,715,000
48,499,000
6,327,000
1,675,000
6,211,000
0
150,000
317,000
5,316,000
69,715,000
1,153,200
113,900
17,100
1,284,200
351,800
537,200
747,000
84,200
1,700
575,500
464,800
293,300
0
0
293,300
1.18
1.17
5.07
322,300
85,000
300
0
992,500
116,300
32,400
993,400
0
0
0
9
1,000
12-MOS
DEC-31-1996
JAN-01-1996
DEC-31-1996
4,813,000
0
898,000
231,000
6,473,000
797,000
811,000
52,355,000
992,500
69,749,000
49,356,000
6,592,000
1,572,000
5,369,000
0
150,000
316,000
5,297,000
69,749,000
4,537,700
491,500
85,200
5,114,400
1,441,300
2,143,800
2,970,600
271,200
20,800
2,538,100
1,944,400
1,218,700
0
0
1,218,700
4.81
4.72
5.04
265,900
90,600
3,400
0
908,000
397,200
135,700
992,500
0
0
0
9
1,000
9-MOS
DEC-31-1996
JAN-01-1996
SEP-30-1996
5,102,000
0
1,134,000
207,000
6,743,000
825,000
836,000
51,792,000
987,400
70,056,000
49,571,000
7,179,000
1,677,000
5,069,000
0
237,000
320,000
5,411,000
70,056,000
3,370,300
372,900
68,000
3,811,200
1,078,700
1,602,800
2,208,400
195,700
20,300
1,951,200
1,483,800
926,600
0
0
926,600
3.64
3.58
5.03
271,200
85,100
5,500
0
908,000
293,000
102,700
987,400
0
0
0
9
1,000
6-MOS
DEC-31-1996
JAN-01-1996
JUN-30-1996
4,171,000
0
1,179,000
228,000
7,026,000
854,000
860,000
51,286,000
984,200
68,973,000
48,487,000
7,391,000
1,552,000
4,877,000
0
239,000
324,000
5,515,000
68,973,000
2,221,000
250,400
45,400
2,516,800
715,100
1,062,300
1,454,500
122,600
19,400
1,308,900
1,084,200
670,900
0
0
670,900
2.64
2.59
5.01
231,300
76,600
5,400
0
908,000
194,200
73,800
984,200
0
0
0
9
1,000
3-MOS
DEC-31-1996
JAN-01-1996
MAR-31-1996
4,065,000
0
1,281,000
291,000
7,300,000
835,000
848,000
50,299,000
972,200
68,129,000
47,573,000
7,573,000
1,648,000
4,858,000
0
246,000
322,000
5,400,000
68,129,000
1,100,300
125,600
23,100
1,249,000
356,800
533,400
715,600
61,100
18,000
705,600
480,200
289,700
0
0
289,700
1.15
1.13
4.97
216,500
74,700
800
0
908,000
87,300
31,300
972,200
0
0
0
9
1,000
12-MOS
DEC-31-1995
JAN-01-1995
DEC-31-1995
4,253,000
0
771,000
366,000
6,423,000
865,000
886,000
49,345,000
908,000
65,668,000
45,779,000
7,984,000
1,450,000
4,583,000
0
253,000
312,000
4,777,000
65,668,000
4,373,400
480,100
67,300
4,920,800
1,416,700
2,098,100
2,822,700
239,100
3,000
2,475,900
1,421,000
897,100
0
0
897,100
3.56
3.48
5.10
236,500
68,800
11,100
0
862,300
326,000
130,900
908,000
0
0
0
